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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
61	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-02 16:06:04 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
62	For Immediate Release Outlook for Canadian and Global Capital Markets in 2015: Optimism has Returned According to Canada’s Investment Dealer CEOs More than two-thirds of CEOs are predicting higher firm profitability T Add to Reading List Source URL: iiac.ca Language: English - Date: 2015-01-08 10:39:15 Self-regulatory organizations Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Business Financial economics Finance Investment
63	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-27 10:56:05 Securities Financial economics Regulatory compliance Financial system Business Investment Finance Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
64	Keynote Address – IIROC’s Regulatory Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-29 14:11:04 Self-regulatory organizations Business Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Regulatory risk differentiation Regulatory compliance Financial economics Investment Finance
65	February[removed]Attention: Keith Persaud Senior Vice President, Finance & Administration Add to Reading List Source URL: iiac.ca Language: English - Date: 2015-02-09 10:59:04 Business Financial regulation Investment Industry Regulatory Organization of Canada Securities
66	IIROC Discussion Paper on Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-01-13 11:01:04 Offshoring Telecommuting Economics Outsourcing Investment Industry Regulatory Organization of Canada Canadian securities regulation Business International economics Management
67	ded CANADIAN SECURITY TRADERS ASSOCIATION, INC. P.O. Box 3, 31 Adelaide Street East Toronto, Ontario M5C 2H8 July 3, 2014 Add to Reading List Source URL: www.canadiansta.org Language: English - Date: 2014-08-11 20:24:36 Financial system Investment Industry Regulatory Organization of Canada Securities Marketplace Dark liquidity Finance Financial regulation Financial economics Financial markets
68	Ded CANADIAN SECURITY TRADERS ASSOCIATION, INC. P.O. Box 3, 31 Adelaide Street East Toronto, Ontario M5C 2H8 Add to Reading List Source URL: www.canadiansta.org Language: English - Date: 2014-12-16 10:25:55 Financial markets Financial regulation Investment Industry Regulatory Organization of Canada Securities Trading room Financial economics Finance Business
69	February 2, 2015 IIROC Staff Policy Statements The following statements set out Staff’s view on and approach to issues that commonly arise in the negotiation of settlement agreements or in the imposition of sanctions Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-13 10:23:17 Business Financial regulation Investment Industry Regulatory Organization of Canada Securities
70	Barbara J. Amsden Managing Director[removed]removed] December 20, 2014 Mr. Bill Rice Add to Reading List Source URL: iiac.ca Language: English - Date: 2014-12-22 11:45:55 Investment Financial regulation Self-regulatory organizations Securities Exempt market dealer Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Short Financial economics Finance Business

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